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How to Manage an Effective AML Audit Program

10/29/2013 11:00 AM - 11:00 AM

How to Manage an Effective AML Audit Program

Financial institutions are continually evolving their systems and processes, and some continue to be challenged by the risk exposure of conducting an inadequate audit. Recent actions have brought forth regulatory criticisms for inadequate scoping and testing of the audit. With more scrutiny placed on internal audit to have deep expertise in BSA/AML, many financial institutions are turning to external resources to supplement subject matter expertise.

The webinar, ‘How to Manage an Effective AML Audit Program’ being conducted on 29-Oct-2013, will highlights the techniques and best practices for conducting an effective AML audit or independent test as required under the rules promulgated by the Bank Secrecy Act. AML compliance program rules require financial institutions to conduct an independent test to assess the adequacy and effectiveness of the program. A good test will identify any weaknesses and serve as a last line of defense against criminals, ensuring that the program controls are doing what they were designed to do.

For more information about the webinar, please visit

Learn More: How to Manage an Effective AML Audit Program

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